ABOUT US
Üsküdar Capital works with companies going public, forming funds and converting into investment trusts. The work covers regulatory compliance as much as it covers bringing several institutions onto the same calendar.
WHAT WE DO
Our work falls under three headings: corporate finance, covering public offerings and board advisory; the formation of a portfolio management company together with securities, real estate and venture capital investment funds; and the formation and conversion of real estate and venture capital investment trusts.
Every engagement begins with a readiness assessment. The TFRS/IFRS compliance of the financial statements, the legal infrastructure, the shareholding structure and the internal control systems are reviewed, and the changes needed to reach the intended structure are set out before any filing is made.
Documentation and filing management follow: the prospectus, the issuance certificate, the internal rules and the data underpinning the price determination report are prepared. Coordination between the broker, the independent audit firm, the real estate appraisal companies and the law firms is not left to the company; it is run from one desk.
CORE PRINCIPLES
All four carry the same weight in every engagement; none of them is an item checked off at the end of the process.
Compliance with communiqués and guides
CMB communiqués and guides are not a heading checked at the end of the work; they are where it begins.
Discipline in documentation
Filing sets such as the prospectus, the issuance certificate and the internal rules are prepared and tracked from one desk, together with the company's own data.
A single point of contact
The flow between the broker, the independent audit, the appraisal company and the law firm is gathered into a single responsibility.
Corporate discretion
Because the work involves non-public financial information and investment decisions, every process is run within the bounds of professional confidentiality.
PROCESS FLOW
Step 01
The financial statements, legal infrastructure, shareholding structure and internal control systems are reviewed to establish whether the company is ready for the structure it is aiming at.
Step 02
The organisational and financial changes the intended structure requires are made, and compliance with corporate governance principles is established.
Step 03
The outputs the engagement calls for — the prospectus, the issuance certificate, the internal rules, a valuation or feasibility report — are prepared and the filing sets completed.
Step 04
Throughout the approval process the flow between the broker, the independent audit, the appraisal company and the law firm is managed, and the necessary integrations are followed through.
